Home / Agencies / DOL / 2026-05492
Final Rule

Retirement Security Rule: Definition of an Investment Advice Fiduciary: Notice of Court Vacatur

Agency
DOL
Document Number
2026-05492
Published
March 20, 2026
Effective Date
April 20, 2026

Abstract

This document implements the judicial vacatur of the Department's 2024 final rule defining who is a "fiduciary" under the Employee Retirement Income Security Act of 1974. This document also reflects the judicial vacatur of the Department's 2024 amendments to Prohibited Transaction Exemption 2020-02 (PTE 2020-02) and the judicial vacatur of portions of the preamble to PTE 2020-02; and republishes in full the operative text of PTE 2020-02 (as originally published on December 18, 2020).

Federal Register Source

This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.

View Full Text on FederalRegister.gov →

Opens in new tab · federalregister.gov

Frequently Asked Questions

What is the 2026-05492 Federal Register document?
Document 2026-05492 is a Final Rule published by the Department of Labor in the Federal Register on March 20, 2026, with an effective date of April 20, 2026. This document implements the judicial vacatur of the Department's 2024 final rule defining who is a "fiduciary" under the Employee Retirement Income Security Act of 1974. This document also reflects the judicial vacatur of the Department's 2024 amendments to Prohibited Transaction Exemption 2020-02 (PTE 2020-02) and the judicial vacatur of portions of the preamble to PTE 2020-02; and republishes in full the operative text of PTE 2020-02 (as originally published on December 18, 2020). View the original at https://www.federalregister.gov/documents/2026/03/20/2026-05492/retirement-security-rule-definition-of-an-investment-advice-fiduciary-notice-of-court-vacatur.
Is document 2026-05492 an economically significant rule?
No. Document 2026-05492 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.

Other Rules from DOL

Rescinding Portions of Department of Labor Title VI Regulations
Final Rule · Jul 2026
Improving and Eliminating Regulations; Blacksmith Shops
Final Rule · Jun 2026
Improving and Eliminating Regulations; Use of Permissible Flame Safety Lamps in Underground Coal Mines
Final Rule · Jun 2026
Improving and Eliminating Regulations; Approved Conveyor Belts in Underground Coal Mines
Final Rule · Jun 2026
Improving and Eliminating Regulations; Diesel Particulate Matter Emission Limits in Underground Coal Mines
Final Rule · Jun 2026
Rescission of Affirmative Outreach Requirements for Recipients of WIOA Title I Financial Assistance
Final Rule · Jun 2026
View all Department of Labor rules →

Read our methodology - how this data is sourced, computed, and verified.

Related

Browse all → | Rankings →
Data sourced from official state legislatures, IAPP, NCSL, and federal regulatory trackers. See our methodology for details. Retrieved and formatted by PlainRegWatch Editorial

Every figure on PlainRegWatch is rendered directly from state source data, no number is typed in by an editor. This page draws directly on federal and state source data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.