Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction
Abstract
This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34-97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023.
Federal Register Source
This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.
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Frequently Asked Questions
What is the 2024-05623 Federal Register document?
Document 2024-05623 is a Proposed Rule published by the Securities and Exchange Commission in the Federal Register on March 18, 2024. This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34-97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023. View the original at https://www.federalregister.gov/documents/2024/03/18/2024-05623/conflicts-of-interest-associated-with-the-use-of-predictive-data-analytics-by-broker-dealers-and.
Is document 2024-05623 an economically significant rule?
No. Document 2024-05623 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.