Home / Agencies / SEC / 2024-05623
Proposed Rule

Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction

Agency
SEC
Document Number
2024-05623
Published
March 18, 2024
Effective Date
-

Abstract

This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34-97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023.

Federal Register Source

This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.

View Full Text on FederalRegister.gov →

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Frequently Asked Questions

What is the 2024-05623 Federal Register document?
Document 2024-05623 is a Proposed Rule published by the Securities and Exchange Commission in the Federal Register on March 18, 2024. This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34-97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023. View the original at https://www.federalregister.gov/documents/2024/03/18/2024-05623/conflicts-of-interest-associated-with-the-use-of-predictive-data-analytics-by-broker-dealers-and.
Is document 2024-05623 an economically significant rule?
No. Document 2024-05623 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.

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