Home / Agencies / SEC / 2023-23778
Final Rule

Investment Company Names; Correction

Agency
Document Number
2023-23778
Published
October 27, 2023
Effective Date
December 11, 2023

Abstract

This document makes a technical correction to the preamble accompanying amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks, as adopted in Release No. IC-35000 (September 20, 2023), which was published in the Federal Register on October 11, 2023.

Federal Register Source

This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.

View Full Text on FederalRegister.gov →

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Frequently Asked Questions

What is the 2023-23778 Federal Register document?
Document 2023-23778 is a Final Rule published by the Securities and Exchange Commission in the Federal Register on October 27, 2023, with an effective date of December 11, 2023. This document makes a technical correction to the preamble accompanying amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks, as adopted in Release No. IC-35000 (September 20, 2023), which was published in the Federal Register on October 11, 2023. View the original at https://www.federalregister.gov/documents/2023/10/27/2023-23778/investment-company-names-correction.
Is document 2023-23778 an economically significant rule?
No. Document 2023-23778 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.
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