Home / Agencies / SEC / 2023-20268
Proposed Rule

EDGAR Filer Access and Account Management

Agency
Document Number
2023-20268
Published
September 22, 2023
Effective Date
-

Abstract

The Securities and Exchange Commission ("Commission") is proposing rule and form amendments concerning access to and management of accounts on the Commission's Electronic Data Gathering, Analysis, and Retrieval system ("EDGAR") that are related to potential technical changes to EDGAR (collectively referred to as "EDGAR Next"). We propose to require that electronic filers ("filers") authorize and maintain designated individuals as account administrators and that filers, through their account administrators, take certain actions to manage their accounts on a dashboard on EDGAR. Further, we propose that filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner to be specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, the Commission would offer filers optional Application Programming Interfaces ("APIs") for machine-to-machine communication with EDGAR, including submission of filings and retrieval of related information. If the proposed rule and form amendments are adopted, the Commission would make corresponding changes to the EDGAR Filer Manual and implement the potential technical changes.

Federal Register Source

This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.

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Frequently Asked Questions

What is the 2023-20268 Federal Register document?
Document 2023-20268 is a Proposed Rule published by the Securities and Exchange Commission in the Federal Register on September 22, 2023. The Securities and Exchange Commission ("Commission") is proposing rule and form amendments concerning access to and management of accounts on the Commission's Electronic Data Gathering, Analysis, and Retrieval system ("EDGAR") that are related to potential technical changes to EDGAR (collectively referred to as "EDGAR Next"). We propose to require that electronic filers ("filers") authorize and maintain designated individuals as account administrators and that filers, through their account administrators, take certain actions to manage their accounts on a dashboard on EDGAR. Further, we propose that filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner to be specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, the Commission would offer filers optional Application Programming Interfaces ("APIs") for machine-to-machine communication with EDGAR, including submission of filings and retrieval of related information. If the proposed rule and form amendments are adopted, the Commission would make corresponding changes to the EDGAR Filer Manual and implement the potential technical changes. View the original at https://www.federalregister.gov/documents/2023/09/22/2023-20268/edgar-filer-access-and-account-management.
Is document 2023-20268 an economically significant rule?
No. Document 2023-20268 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.
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