Home / Agencies / SEC / 2023-10442
Final Rule

Technical Amendments to Form BD and Form BDW

Agency
Document Number
2023-10442
Published
May 23, 2023
Effective Date
May 23, 2023

Abstract

The Securities and Exchange Commission ("Commission") is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs") and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition of "jurisdiction" in the forms.

Federal Register Source

This document is published by the Office of the Federal Register, National Archives and Records Administration. Access the full regulatory text, preamble, and docket comments below.

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Frequently Asked Questions

What is the 2023-10442 Federal Register document?
Document 2023-10442 is a Final Rule published by the Securities and Exchange Commission in the Federal Register on May 23, 2023, with an effective date of May 23, 2023. The Securities and Exchange Commission ("Commission") is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs") and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition of "jurisdiction" in the forms. View the original at https://www.federalregister.gov/documents/2023/05/23/2023-10442/technical-amendments-to-form-bd-and-form-bdw.
Is document 2023-10442 an economically significant rule?
No. Document 2023-10442 is not classified as economically significant under Executive Order 12866. Economically significant rules require OIRA review and are estimated to have impacts of $100 million or more per year.
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